in writing and shall have the following provisions: (1) stipulating rights and duties of a management company and the representative that are not contrary to or in contravention of the law on
company and the representative that are not contrary to or in contravention of the law on securities and exchange 7 and relevant rules issued thereunder; (2) requiring the representative to act in
made in writing and shall have the following provisions: (1) stipulating rights and duties of a management company and the representative that are not contrary to or in contravention of the law on
decreased by 112.5 percent, contrary to income tax expenses by -6.58 million in the same period of previous year. This was mainly due to loss from operations in current three months. 1.9 Profit Sharing for
shall only be made if such amendment is not inconsistent with nor contrary to the provision of this Notification and such amendment is made rightfully according to the terms and conditions. The approved
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
agreement) “retail MF” กองทุนรวมเพ่ือผู้ลงทุนท่ัวไป (retail Mutual Fund) “reverse repo” ธุรกรรมการซ้ือโดยมีสัญญาขายคืน (reverse repurchase agreement) “SBL” ธุรกิจหลักทรัพย์ประเภทกิจการการยืมและให้ยืมหลัก
Fund) “reverse repo” ธุรกรรมการซ้ือโดยมีสัญญาขายคืน (reverse repurchase agreement) “SBL” ธุรกิจหลักทรัพย์ประเภทกิจการการยืมและให้ยืมหลักทรัพย์ (Securities Borrowing and Lending) “securities lending