(เช่น ให้กู้ ยืม เงิน) ผู้ลงทนุควรเปิดเผยความขดัแย้งทางผลประโยชน์ดงักลา่ว จดัให้มีมาตรการเพ่ือลดหรือแก้ไขความ ขดัแย้งทางผลประโยชน์นัน้ มีความสามารถในการติดตามดแูลการปฏิบตัิ (compliance capabilities) รวม
initiative of the International Monetary Fund and the World Bank. The results ref lected a satisfactory level of Thailand's compliance with the international standards. Certain deficiencies were identified and
recurring practical issues, and complex or newly-issued financial reporting standards. This is to support the stakeholders’ preparation before such standards become effective and subsequent proper compliance
.......................................... 38 Table 16. List of activities not in compliance with the present taxonomy ............................ 58 Table 17. Do No Significant Harm table and criteria
accuracy of orders, and can be examined that such orders are acquired as prescribed in the prospectus; (d) having a system for accepting customer’s complaint which supports the compliance with in the
examined that such orders are acquired as prescribed in the prospectus; (d) having a system for accepting customer’s complaint which supports the compliance with in the notification of the Securities and
certainty and accuracy of orders, and can be examined that such orders are acquired as prescribed in the prospectus; (d) having a system for accepting customer’s complaint which supports the compliance with
plan, focusing on provision of knowledge and environmental, social and governance (ESG) compliance, at both the national and international level, including analysis, comparison and assessment of KBank
can then be audited. The SEC has adopted many measures that will directly and indirectly encourage compliance with good corporate governance by listed companies. Direct Measures. These are compulsory
ดูแลการปฏิบัติงาน (“compliance unit”) ซึ่งมีบทบาทในการ ก ากับดูแลเพื่อให้บริษัทปฏิบัติตามกฎหมายได้อย่างถูกต้อง จึงมีส่วนส าคัญในการลดความเสี่ยงในด้าน กฎหมายแก่บริษัท และผู้บริหารของบริษัท ตลอดจนช่วยรักษา