commitment; (2) The specified procedures are practical and fair to all unitholders. The conditions can be in one or more of the following cases: (1) It is specified that the fund may generally make a
price Protection measures for warrant holders, which must contain at least the following commitment: In case of a callable warrant It must indicate clear reasons for the company to call on the
commitment; (2) The specified procedures are practical and fair to all unitholders. The conditions can be in one or more of the following cases: (1) It is specified that the fund may generally make a
or Distribution of Prospectus and Offering of Investment Units The Notification of the Capital Market Supervisory Board No. Tor Nor. 19/2554 Re: Commitment between Unitholders and Management Companies
, accountability, transparency, ethic. For quality, reliability, commitment, dedication. For respect, talent, empower, respect. For teamwork, collaborate, cooperative, partnership. 2 Additional recent studies
dedication from audit staff. 19 Independent Audit Inspection Activities Report 1 January – 31 December 2014 Related parties From our previous inspections, the SEC observed that a number of audit firms had
&+=&' &&) 1 . >K)6782*+*%%,*7821%,:+ (=*6 lead %? co-underwriter) %? . >K)6782*+*%* . 782*+*%%,?) (sub-underwriter) g8 &)9@26.9 h 1 . =+2 8 *+*%%, %+28 +=&' 1.1 8 1%,&)&*+*% (sub-underwriting commitment) =+2
ลงทนุ (minimum commitment) และทยอยเบิกเงินลงทุนเป็นงวด ๆ ซ่ึงส านักงานได้พิจารณาและเห็นว่า ลักษณะดังกล่าวถือเป็นการเข้าผูกพันจากการ ท าสัญญาตามมาตรา 126 (5) แห่ง พ.ร.บ. หลักทรัพย์ฯ ทั้งนี้ ส านักงานจะ
“commitment” means the commitment between a unitholder and a mutual fund management company according to the notification of the Capital Market Supervisory Board regarding commitments between unitholders and
Commission, Thailand (“SEC”) is seeking public comments on the proposed principles and regulations concerning Digital Asset Custodial Wallet Providers to ease the requirements for these providers that has