Notification Requirements (section 109) OTC Securities Brokers (section 113) Conduct Regulation of Securities Broker-Dealers (section 113) Revocation of License (section 147) Service Outsourcing Guide for

than 70% of total amount offered.    Digital asset exchanges, brokers and dealers must be granted licenses from the minister and their paid-up capital must be no lower than SEC https://www.sec.or.th/EN

digital assets shareholders’ equity or no more than 70% of total amount offered.    Digital asset exchanges, brokers and dealers must be granted licenses from the minister and their paid-up capital must be

70% of total amount offered.    Digital asset exchanges, brokers and dealers must be granted licenses from the minister and their paid-up capital must be no lower than SEC https://www.sec.or.th/EN

brokers which entered the assessment for the first https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6194 SEC imposes civil sanction on four offenders for insider trading of UOB8TF in advance that UOB

to increase flexibility and investor protection Essentially, the amendments would apply to digital asset business operators, i.e., exchanges, brokers and dealers, and cover the licensing process, from

://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7647 SEC reveals guidelines to regulate digital assets shareholders’ equity or no more than 70% of total amount offered.    Digital asset exchanges, brokers and

than 70% of total amount offered.    Digital asset exchanges, brokers and dealers must be granted licenses from the minister and their paid-up capital must be no lower than SEC https://www.sec.or.th/EN

digital assets shareholders’ equity or no more than 70% of total amount offered.    Digital asset exchanges, brokers and dealers must be granted licenses from the minister and their paid-up capital must be

70% of total amount offered.    Digital asset exchanges, brokers and dealers must be granted licenses from the minister and their paid-up capital must be no lower than SEC https://www.sec.or.th/EN