) Division 7 Cross-border communication (8) Division 8 Companies shall test and assess the BCP (Training, Exercising and Auditing) (9) Division 9 Examples of emergency incidents which may cause major
transaction with the best execution for the fund or being vital and beneficial to the fund at that particular time; (2) being an at arm’s length transaction; and (3) in cases where such transaction is cross
transaction with the best execution for the fund or being vital and beneficial to the fund at that particular time; (2) being an at arm’s length transaction; and (3) in cases where such transaction is cross
cases where such transaction is cross-trading between mutual funds under the same management company, the transaction shall have the following characteristics: (a) being a transaction which is appropriate
that towards the end of the year and into 2021 demand should increase. In other segments, disruption in cross border logistics is the key concern and once mitigation efforts are in place we should return
finance in particular green and sustainability bonds from the sovereign, corporates and state-owned enterprises. All stakeholders have come together to help create the ecosystem for sustainable finance
dated 3 August 2009, the SEC Office hereby issues this Notification with details as follows: Clause 1 This Notification shall come into force from 1 April 2018. Clause 2 The Notification of the Office of
dated 3 August 2009, the SEC Office hereby issues this Notification with details as follows: Clause 1 This Notification shall come into force from 1 April 2018. Clause 2 The Notification of the Office of
consideration the supervisory costs, industry competitiveness, burdens to intermediaries, and simplified methods of fee calculation. The two draft notifications regarding the aforesaid matter are expected to come
As the SEC and SFC have developed the bilateral cooperative framework regarding HK-TH MRF to facilitate cross-border offerings of funds between Hong Kong and Thailand, this by extension will help