so permit by virtue of law, and by virtue of Clause 14 and Clause 15 of the Notification of Securities and Exchange Commission KorDor. 18/2553 Re: Regulations for Becoming Trustee in Sukuk Transaction
and Section 50 of the Derivatives Act B.E. 2546 (2003) , Clause 5 of the Notification of the Securities and Exchange Commission No. Kor Thor. 4/2561 Re: Maintenance of Capital of Investment Advisors and
and Section 50 of the Derivatives Act B.E. 2546 (2003), Clause 5 of the Notification of the Securities and Exchange Commission No. Kor Thor. 4/2561 Re: Maintenance of Capital of Investment Advisors and
Securities and Exchange Act B.E. 2535 (1992) which contains certain provision in relation to restriction of rights and liberties of persons which Section 29, in conjunction with Section 33, Section 34, Section
temporarily or permanently, the intermediary shall notify the closing date to the SEC Office at least 30 days before the closure. Chapter 3 Transitional Provision __________ Clause 23 Any branch offices and
Provision __________ Clause 23 Any branch offices and oversea representative office of the intermediary, which have been established lawfully before this Notification comes into force, they are deemed to be
Provision __________ Clause 23 Any branch offices and oversea representative office of the intermediary, which have been established lawfully before this Notification comes into force, they are deemed to be
Provision __________ Clause 23 Any branch offices and oversea representative office of the intermediary, which have been established lawfully before this Notification comes into force, they are deemed to be
continuity plan under Clause 32(2) shall include at least the following details: (1) measures to be implemented in the case of emergency which may affect the provision of services as a derivatives clearing
. Clause 7/1. A securities company shall be a member of Thai Bond Market Association. The provision under the first paragraph shall not apply to the case where securities company cease the business as debt