investor contact approved by the Office if such person can operate as investor contact under the laws of such countries. The person approved by or registered with the registrar pursuant to the law on life
investor contact approved by the Office if such person can operate as investor contact under the laws of such countries. The person approved by or registered with the registrar pursuant to the law on life
and Securities Analyst (CISA) or Chartered Financial Analyst (CFA) examination, or the Certified Financial Planner (CFP) program. − ✓ Except those having passed CISA Level 1 or higher. − 3 Passed the
or an investment consultant for complex products (Type 1)3 − − − ✓ 2 Passed Level 3 of the Certified Investment and Securities Analyst (CISA) or Chartered Financial Analyst (CFA) examination
(CISA) or Chartered Financial Analyst (CFA) examination, or Certified Financial Planner (CFP) program. Local or foreign organization for a total period of at least 1 year during the past 3 years prior to
past 3 years prior to the application date 3 or ✓ ✓ ✓ ✓ ✓ 2 Passed Level 1 or higher of the Certified Investment and Securities Analyst (CISA) or Chartered Financial Analyst (CFA) examination, or the
information regarding its assets, debts and shareholders’ equity as of the registered date of its incorporation. In this regard, GSG was incorporated for accepting the transfer of the key assets of the business
100% of the total issued shares of Symbior (the “Transaction”), will be made by Ton Sangkasi Pte. Ltd., the wholly-owned subsidiary of the Company which registered and incorporated in Singapore. The
Market Supervisory Board concerning the Rules, Conditions and Procedure for Asset Management of Thailand Future Fund, as the case may be; (3) companies that are incorporated for the purposes of procuring
ในต่างประเทศให้ลงทุนในหลักทรัพย์ในนาม Chartered Asset Management และ Bowen Reece เป็นการปฏิบัติฝ่าฝืนมาตรา 90 อัยการมีคำสั่งฟ้องผู้ต้องหา แต่ http://market.sec.or.th/public/idisc/th/Enforce การกล่าว