. Notification of the Securities and Exchange Commission KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10
/09/2012 3. Notification of Capital Market Supervisory Board 93/2552 Re : Rules for Undertaking Derivatives Brokerage Business Overseas for derivatives Brokers (Synopsis) 12/05/2012 16/05/2012 4
avoid abusing the self-regulation regime to create member privilege or unfair competition in the industry. 2. Impact of the adoption of sliding scale brokerage fee Termination of sliding scale brokerage
Brokerage Securities Co., Ltd.: Finnomena;(2) Treasurist Investment Advisory Securities Company Limited; Treasurist*;(3) Robowealth Mutual Fund Brokerage Securities Co., Ltd.; Robowealth; and(4) WealthMagik
Operators . By virtue of Clause 6 and Clause 30 of the Notification of the Capital Market Supervisory Board No. Tor Thor. 63/2552 Re. Rules, Conditions and Procedures for Securities Brokerage and Securities
increase from the same period of last year in the amount of Baht 3.28 million, due to income from earned premium net of reinsurance and commission and brokerage income in this quarter in the amount of Baht