recently been issued. Essentially, an equity issuing company is required to comply with the following provisions: (1) the equity to be allocated to various persons must be segregated clearly based on the
activities, resulting in a repeal of a number of notifications previously issued by the SEC. As replacement, 109 new notifications are issued, adopting the governing notifications of which outdated provisions
and suggestions from the earlier consultation conducted during September 1 to October 15, 2008, the SEC has revised several relevant provisions, including those governing the offering and allotment of
access to the information regarding changes of the outsourced companies which might affect the business, or the provisions stipulating that the business providers must have necessary resources and
such principle and includes the transitional provisions with the effective period for 6 months commencing from the Effective Date of the notification. This will serve as the timeframe for the existing
5 This Notification contains the provisions on providing services to clients regarding investment in capital market products denominated in foreign currency in the following matters: (1) General
Standard of Business Operation, the intermediary shall comply with the rules prescribed in this Notification. Clause 5 This Notification contains the provisions on providing services to clients regarding
IPD which generated highest margin comparing to other categories. Moreover, the efficient cost management such as medicine & medical supplies as well as the benefit from economy of scale in term of
Notification of the Securities and Exchange Commission No. KorJor. 3/2557 Re: Rules on Units of Foreign Collective Investment Scheme Exempted from the Provisions of Public Offering for Sale of