quarter of 2016 to the third quarter of 2017 of seven listed company clients by taking advantage of Mr. Warot’s authorized access to the draft financial statements in the EY information system and the
. Sommart Dhupchinda to commit offense in using Mr. Sommart's securities trading account to purchase TIPCO shares in such a way as to take advantage of other persons before TIPCO disclosed the inside
advantage of other persons before TIPCO disclosed the inside information to the public on 18 February 2021. 22/08/2023 agreed to comply with civil penalties determined by the Civil Penalty Committee as
accounts to purchase CHG shares in such a way as to take advantage of other persons before CHG disclosed the inside information to the public on 15 November 2019. 16/11/2023 agreed to comply with civil
take advantage of other persons before COL disclosed the inside information to the public on 14 September 2020. 07/08/2024 agreed to comply with civil penalties determined by the Civil Penalty
advantage of other persons before COL disclosed the inside information to the public on 14 September 2020. 07/08/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as
Co., Ltd., for using inside information not yet disclosed to the public in the trading of Grand Asset Development Plc. (GRAND) shares for his own benefit while performing duty as a legal consultant for
such information, material to changes in the prices of PHA shares, to trade the shares for his own benefit through another person?s account during June 11-12, 2009 before the information was disclosed to
a {X1} director, had purchased 1,030,000 {X1} shares through trading accounts of {B} and {C} in the manner that taking advantage of the others for the benefit of himself and others. His action was