}, without informing the client, continued trading securities in an attempt to recover loss in this account. Also, it was found in the recorded conversation that {A} asked another client for permission to
currency as reference with fixed exchange rate. Sometimes, they falsely claimed that they were foreign companies? business alliances and needed no permission from the SEC, for instance. Anyone solicited by
reporting period in case of changes to the securities or derivatives holding by extending reporting periods for small-scale transactions with permission to incorporate small-scale transactions into one report
yet issued any permission for sale of digital tokens or initial coin offerings (ICOs). Those who have been persuaded for such investment, please inform the clues to SEC Help Center at 1207
include, the following matters: (1) Determination of types and characteristics of investible assets based on principles instead of specific details; (2) Permission for mutual funds to invest in more
/2561 Re: Permission to Appointment of Agents in Facilitating Services of Passing Orders for Trading of Securities and Derivatives The Notification of the Securities and Exchange Commission No. KorThor 25
used the part of expenditures is not over 20 million baht for calculating of consent. Signature………………………………………………….Authorized director (Mr.Surin Tohtubtiang) Position Chief Executive Officer
such transaction. Clause 13 3 Appointing a custodian who is a connected person of a private fund management company is permissible only upon written consent of the client or the provident fund committee
not over 20 million baht for calculating of consent. Signature………………………………………………….Authorized director (Mr.Surin Tohtubtiang) Position Chief Executive Officer
of Information Intend to Examine by the Securities Company Report/Form (Notification of Securities and Exchange Commission) Consent Form for Personal Information Disclosure Contact The Securities