exchange service under law of such jurisdiction and is under supervision of authority or agency having duty to supervise derivatives; (5) “foreign derivatives business operator” means juristic person

system of quality management (SOQM)? If yes, Does the firm leadership provide the designated partner with the required authority and resources and take responsibility for the adequacy of firm’s response

the firm have a partner or manager level individual who is responsible for its monitoring process? If yes, does the responsible person have sufficient and appropriate experience, authority, and time

Authority of Singapore (MAS) ได้เล่าถึงมุมมองของ MAS ที่สนับสนุนการใช้ประโยชน์จากเทคโนโลยีบล็อกเชนที่ช่วยเพิ่มประสิทธิภาพกระบวนการทำงาน ความเชื่อมโยง และความโปร่งใส ทำให้เกิดการพัฒนารูปแบบและการใช้งานที่ช่วย

, the Ministry of Digital Economy and Society, in issuing public warning releases;            (3) Filing criminal complaints with the authority regarding investment scams specifically in the cases of

Securities Public Co., Ltd. (currently renamed as Beyond Securities Public Company Limited) with the authority to place orders in the trading accounts of private fund clients, executed trading orders of FVC

Companies and related Cooperation, which is published on the website of the SEC Office. Chapter 1 Authority of the SEC Office _________________ Clause 3 The provisions related to the authority of the SEC

Code, after receiving the complaint, the inquiry officer will investigate the case and submit the findings and views to public prosecutor who has authority to prosecute the case against the offenders

criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will perform an investigation before recommending the case to the public attorney who has authority for

Asset Businesses B.E. 2561 (2018). The SEC is in consideration for taking further actions under the authority in this matter, including coordinating with other relevant regulators, e.g. the Bank of