of disseminating or distributing documents or advertisements produced by the securities company. Clause 18. In cases where it appears to the Office that the securities company fails to comply with the
distributing documents or advertisements produced by the securities company. Clause 14. In cases where it appears to the Office that the securities company fails to comply with the advertising rules prescribed
assigning a person to hold the positions under Clause 5, such person shall meet the following criteria: (a) having the qualifications and not possessing the prohibited characteristics according to Section 103
the unit and personnel responsible for managing investment in such other assets from other units and personnel which may seek benefits from misuse of inside information. (2) in case of assigning a
Limited ("NINE"), an associate company of the Company which its business operations are publishing, creating, and distributing publications and digital publications, i.e. pocket books and comic books as
than 90 percent of the market price per share of the Company’s ordinary shares; (4) in case of the Company distributing dividends, whether in whole or in part in the form of stock dividend; (5) in case
Conditions in Outsourcing Operational Function ______________________________ Clause 20 An intermediary shall arrange to have a written contract assigning a third party to be the service provider for function
Conditions in Outsourcing Operational Function ______________________________ Clause 20 An intermediary shall arrange to have a written contract assigning a third party to be the service provider for function
Conditions in Outsourcing Operational Function ______________________________ Clause 20 An intermediary shall arrange to have a written contract assigning a third party to be the service provider for function
a joint venture business in Thailand distributing personal care products from end of Q2/2018 onwards. For joint venture business in Indonesia, it should be in operation in Q4/2018 onwards. For CMG