relating to clients’ assets. Clause 7 In undertaking custody of clients’ assets, a securities company shall proceed as follows: (1) give information and have its clients sign for acknowledgement of
given by the audit committee or any board member. Please be informed for acknowledgement, Sincerely yours, Mr. Wutichai Leenabanchong Chairman
the SEC or the Office, the securities company shall collect the relevant data and notify the Office within seven days from the date of acknowledgement of such misconduct. Clause 13. The securities
staff. A full disclosure for the shareholders’ acknowledgement and regulatory compliance are a must. It is at the discretion of the Board of Directors to determine an appropriate mix of the board
resource utilization, along with better IT systems to ensure that we will attain our business goals. All of the above endeavors and satisfactory operating performance, together with sound corporate
for debt repayment in the margin account of such client; (3) notify the client and have the client sign on acknowledgement of risks involved in borrowing money for purchasing securities or borrowing
, Land and Houses Fund Management Company Limited, and Land and Houses Securities Public Company Limited have mutually accepted the acknowledgement of “Social Outcome Investor” from Thaipat Institute, as
, Land and Houses Fund Management Company Limited, and Land and Houses Securities Public Company Limited have mutually accepted the acknowledgement of “Social Outcome Investor” from Thaipat Institute, as
shareholders’ meeting, provided that such information shall be indicated for acknowledgement by the shareholders and the conditions on the calling for a shareholders’ meeting, the notice calling a shareholders
the practicality of the Criteria for green bond market participants and providing recommendations for further improvement. Acknowledgement We would like to thank all members of the Bioenergy Technical