probed into Wiroj case and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client
and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client had to settle the
purchase or sell such shares which resulted in the purchase or sale of UMI shares not consistent with the normal market conditions. Failed to pay fines as ordered by the Settlement Committee, the SEC
"), used Miss Rinnapa Kunawatsatit's securities trading account to purchase NPP shares and NPP-W1 by utilizing the non-public information about increasing NPP's equity by issuing new 544.09
Mr. Ekkamon Chuntori On 22 August 2012, Mr. Ekkamon Chuntorii assisted or facilitated for Mr. Surasak Chuntori in allowing him to use his trading account to purchase 75,000 Siam Global House Public
to purchase Asset Bright Public Company Limited ("ABC") shares on a continued basis and in concealment in order to mislead the general public to believe that ABC shares were purchased or sold
purchase Asset Bright Public Company Limited ("ABC") shares on a continued basis and in concealment in order to mislead the general public to believe that ABC shares were purchased or sold in great