administration (as disclosed on the SEC Office’s website) as well as the SEC Office’s methods for 2 collecting, using and disclosing personal data. (The Personal Data Protection Policy is downloadable from the QR
. They sold the securities and settled all of the derivatives contracts after the companies disclosed their financial statements through the SET Information Transmission System. 30/07/2019 agreed to
and disseminated false statements, which caused an impact on the GL securities price and investors’ investment decisions. Such information also contradicted the information GL had disclosed through the
time of the incident, was considered that he deceived by presenting false statements and concealing facts that should have been disclosed to its clients, which led the clients to use Zipup/ZipUp
disclosed such inside information to Mr. Prasert Jarutangtrong, while he knew or ought reasonably to know that he may exploit such information for trading PHOL securities. 13/08/2021 agreed to comply with
on 9 September 2020 and later on 10 September 2020 Mr. Sittilarp sold his TASCO shares through Miss Panida Kerdtoob’s securities trading account to avoid loss before TASCO disclosed such information to
to avoid impact incurred from a decline in the price of DCON's share before DCON disclosed such information to the Stock Exchange of Thailand (SET) on 23 February 2017 at 9.13 p.m. and 9.20 p.m
decline in the price of DCON’s share before DCON disclosed such information to the Stock Exchange of Thailand (SET) on 23 February 2017 at 9.13 p.m. and 9.20 p.m. 27/02/2023 agreed to comply with civil
. Sommart Dhupchinda to commit offense in using Mr. Sommart's securities trading account to purchase TIPCO shares in such a way as to take advantage of other persons before TIPCO disclosed the inside
advantage of other persons before TIPCO disclosed the inside information to the public on 18 February 2021. 22/08/2023 agreed to comply with civil penalties determined by the Civil Penalty Committee as