) Suspension from duty starting October 20, 2004 until October 19, 2005 Miss Thiwaporn Eiamsa-ArdMaking decisions to buy and sell securities for clients
Notification No. SorThor. 67/2543 Re: Registration of Marketing Officer dated December 21, 2000, clause 14 (13) (as amended) Suspension from duty for 1 year and 6 months
' securities trading orders. All of them admitted that the unrecorded orders were taken via mobile phone. The SEC therefore suspended them from duty as approved investment consultant for one month. For {F} and
neither undertake any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Capital Market Supervisory
Suspension from duty for 6 months starting October 1, 2004 until March 31, 2005 2. Miss Yuvadee Kulvanichpisit3. Mr. Kanpol Marthong
. The SEC therefore suspended them from duty as approved investment consultant for one month. For {C}, the SEC received a report from her employer that she failed to record some of her client trading
Mr. Porntep Thawornwisuthikul Between July 21, 2007 and August 20, 2007, Mr. Porntep Thawornwisuthikul colluded or agreed with Miss Arada Lertpinyopap, Mr. Naruephol Chatchalermvit, an unknown person
Mr. Naruephol Chatchalermvit From July 21 and August 20, 2007, Mr. Naruephol Chatchalermvit colluded or agreed with Mr. Porntep Thawornwisuthikul, Miss Arada Lertpinyopap, another unknown person who
SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the
undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Office of Securities and