. Notification of the Office of the Securities and Exchange Commission No. Sor Shor. 39/2553 Re: Approval of Auditors in the Capital Market _________________________ Whereas Section 61, Section 89, Section 106
/TSD); 5. Crowdfunding portals; 6. Digital asset business licenses; 7. Data concerning approval for business operators to have branch offices in Thailand. ✓ ✓ ✓ Submission of applications for approval of
acknowledge, understand and agree to abide by the binding agreement above as well as the Agreement on the Registration/ Change of Information and the Terms of Use of Company Account attached herein in all
Unofficial translation FORM 35-E2 Letter of Consent (Inspection of the director and executive’s qualification on the company’s request) Attention: Secretary General, the SEC Office Whereas I
business strategies of the Company or the group of companies, as specified by the Board of Directors (if any), to be used as guidelines for investors to understand and monitor future business directions of
the Company or the group of companies, as specified by the Board of Directors (if any), to be used as guidelines for investors to understand and monitor future business directions of the Company. 1.2
to postpone the acknowledgment and the agreement to pay the civil fine by 30 days (to 3 October 2018), citing a busy schedule. But the SEC did not allow the postponement on the ground that it was
securities borrowing and lending agreement having characteristic and substantial matter as notified by the Office; (3) in the case where there is a transfer of securities between accounts of different
related to SBL business which has been previously set in writing and approved by the board of directors of the business operator; (2) arrange to have in place a securities borrowing and lending agreement
have in place a securities borrowing and lending agreement having characteristic and substantial matter as notified by the Office; (3) in the case where there is a transfer of securities between accounts