companies where a critical mass of the board is preferred to be independent. There should be a sufficient mix of individuals with relevant knowledge, independence, competence, industry experience and
success of the issuer’s operations, and disclose their business experience, functions, and areas of experience within the issuer to provide information about their professional competence. 2. If these
provide information about their professional competence. 2. If these individuals have a material interest in the offering or listing, other than in their official capacities, this shall be disclosed. Also
have any of the following prohibited characteristics: (1) having deficiency in legal competence, for instance, being an insolvent person, incompetent or quasi-incompetent person; (2) having or plausibly
honestly and care to preserve the interests of all unitholders, using knowledge and competence as a professional. The securities company shall have a policy on prevention of conflicts of interest in managing
products or [iii] selling capital market products by using regardless of textual matters, pictures, sounds, signs or any symbol, and whether making through medias or any device. “ sale promotion ” means
of textual matters, pictures, sounds, signs or any symbol, and whether making through medias or any device. “sale promotion” means providing incentive gifts, rights or other benefits to a client in
of textual matters, pictures, sounds, signs or any symbol, and whether making through medias or any device. “sale promotion” means providing incentive gifts, rights or other benefits to a client in
the delivery of an extraordinary experience with ongoing exclusive activities held to enhance customers’ wealth in alignment with their business and personal needs. Of note were “The Symbol of Your
privileges were delivered to our customers via numerous special activities. Of note were an exclusive mini-concert of a world-class artist in “The Symbol of Your Pleasure: Exclusive Night with Ronan Keating