Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor
Microsoft Word - el287ee KUANG PEI SAN FOOD PRODUCTS PUBLIC COMPANY LIMITED SELLING THE INVESTMENT CAPITAL OF TRANG SURE CO.,LTD. A Kuang Pei San Food Products Public Company Limited would like to
associated with digital assets. The SEC recommends that anyone interested in trading digital assets study information and all associated risks carefully and make sure that they are capable of accepting the
other persons from using their accounts to trade securities without their knowledge, and make sure that the documents of transaction confirmation are issued by the securities companies in charge. In
from retail clients whose trading value is below 20 million baht, and thus subject to the sliding scale, to offset below-the-cost fees charged on institutional or high net worth clients. Such practice is
Market Organizations (FETCO), as well as high-ranking officials and executives from SECC, Cambodia Securities Exchange and private sector of Cambodia.Ms. Ruenvadee Suwanmongkol, SEC Secretary-General
platforms such as social media channels to deceive the public through various means. For example, false advertising to solicit investments in non-existent assets, deluding investors with exaggerated high
make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if any) in the following business day to prevent damage that may be caused
other past behaviors demonstrating inappropriateness for acting as capital market business personnel. Investors are strongly advised to always verify transaction confirmation documents to make sure
governance.” Ms Ruenvadee Suwanmongkol, Secretary-General of SEC, stated: “SEC gives high priority to personal data protection and urges all SEC’s regulated entities as well as related parties to be