>เดิม : จำกัดการลงทุนในตราสารหนี้ที่ไม่ได้ขึ้นทะเบียนใน ThaiBMA หรือตลาดตราสารหนี้ต่างประเทศ ให้ไม่เกิน specific investment product ("SIP") limit1 โดย
fund supervisors No. Nor Jor. ( Wor) 6/2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the
brokerage, securities dealing or undertaking of investment units All mutual fund supervisors No. Nor Jor.(Wor) 6/2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border
fund supervisors No. Nor Jor. ( Wor) 6/ 2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the
cross-border distribution and entering into a revised Memorandum of Understanding (MOU) between the SFC and the SEC (Note 1). This Letter of Intent is an important step for both the SFC and the SEC
ratio under the terms and conditions, changing the limit from not exceeding 3:1 to not exceeding 5:1. The SEC requires that the bondholder representative analyze the benefits and shortcomings as well
persons to hold not more than 1/3 of total investment units sold.? In case any person or group of persons hold an amount exceeding the limit is barred from making additional investments, the asset
) unrated bonds and (2) non-retail mutual funds that invest in unrated or non-investment grade debt instruments without limit on the investment proportion. The resolutions aim to provide those seeking to
Portfolio Management) นั้น ต้องพิจารณาตามหลักเกณฑ์การลงทุน ตามประกาศที่ ทน. 87/2558 ในเรื่องอื่นๆ ด้วย เช่น Product limit หรือ net exposure ด้วย เป็นต้น หมายเหตุ: (ปรับปรุง
falling victims to fraudsters as well as the collaboration across agencies and platform service providers to block fraudulent platforms and limit the damage to the public. In addition, the SEC