Exchange Commission No. Kor Thor. 13/2563 Re: Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment
Notification of the Capital Market Supervisory Board concerning Investment of Funds; “management company” means a securities company that is licensed to undertake securities business in the category of mutual
Forms of Securities Companies dated 28 November 2001 shall be repealed. Clause 2. In this Notification: “securities company” means a legal entity licensed to undertake securities business in the category
Securities Companies dated 28 November 2001 shall be repealed. Clause 2. In this Notification: “securities company” means a legal entity licensed to undertake securities business in the category of securities
dated 28 November 2001 shall be repealed. Clause 2. In this Notification: “securities company” means a legal entity licensed to undertake securities business in the category of securities brokerage
in contacting investors in each category the company is required to assign separate personnel to do the task. This causes inflexibility in providing services to investors and overlapping with respect
) “investor contact” means any person who has duties to contact, solicit, advise or prepare a plan of trading or investment in securities for investors, and are divided into two categories: Category A Investor
speculation การลงทุนเพื่อเป็นทรัพย์สินของบริษัทจัดการกองทุนรวมหรือบริษัทจัดการกองทุนส่วนบุคคลเฉพาะที่มีการบริหารจัดการกองทุนสำรองเลี้ยงชีพ ห้ามลงทุนแบบ short-term speculation เว้นแต่บริษัทจัดการประเภทดังกล่าว
to Digital Asset Innovation, No to Cryptocurrency Speculation) โดยมีแนวคิดที่จะพัฒนาระบบนิเวศของสินทรัพย์ดิจิทัล ( digital asset ecosystem) และใช้ประโยชน์จากเทคโนโลยี DLT ซึ่งถือเป็นวาระหลักใน https