by conducting the process of Know Your Client (KYC) so that they can provide appropriate services. Nowadays, an electronic KYC or e-KYC has been introduced to make KYC processes faster and become

done with those receiving a license to provide securities trading through the ETP or those receiving approval to participate in the ETP Regulatory Sandbox scheme. This is because the ETP service

. This will help investors access investment tokens more widely and provide businesses with more efficient fundraising channels.In the case of due diligence, an ICO portal is able to outsource only a due

companies transparently or check thoroughly the fund?s assets before accepting them from the leaser. They also failed to provide evidence or contracts that would have proved the appropriateness of the

investment. It must provide an appropriate warning to ensure investors are alerted to potential risks. The marketing campaigns must not induce or accelerate investment decision making with a lack of

provide underwriter (securities company and bank with securities underwriting license) with the information on client?s risk appetite, thus, allow giving of advices or offering of products suitable for

securities and derivatives business operators. The revisions will provide a compilation of rules presently specified in a number of notifications for more clarity and appropriateness. According to the proposed

provide clarification on this matter with prompt rectification.  For the benefits of EIC shareholders, he is also notified to disclose such rectification to EIC for further dissemination through the SET

on disclosure of financial condition and operational result of the foreign bank branches as well as to require the branches provide the issuer rating in issuing the debt securities.The consultation

the preparation of projects for innovation testing and development would be amended to allow entrepreneurs with useful innovations to provide their products or services to customers under certain