e-service Online Submission See canceled document Business Operation Rules >> Disclosure   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market

e-service Online Submission See canceled document Derivatives Agent >> Licensing   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivative Act B.E. 2546   16 03/07

e-service Online Submission Investment Advisory >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   7/2560    16/02

e-service Online Submission Investment Advisory >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   4/2557 (Synopsis

e-service Online Submission Investment Advisory >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorMor. 10/2559

e-service Online Submission Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >>   Type Title Section See document Status Notified Date Effective Date 1

e-service Online Submission Mutual Fund >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission   21/2562    09

e-service Online Submission Securities Borrowing and Lending >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   14

e-service Online Submission Securities Borrowing and Lending >>   Type Title Section See document Status Notified Date Effective Date 1. Report/Form (Notification of Securities and Exchange Commission

e-service Online Submission Limited BDU >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission  SorThor. 7