securities business operators, derivatives business operators or digital asset business operators who have not obtained a respective license, as well as foreign digital asset business operators. This is
should always verify the obtained information before making any investment decision.
rectification and the correction. Such correction, in writing, must be widely disseminated to all the media every time, not limited to only the media earlier obtained the incorrect information or the media which
indicated that {B} had obtained authorization to trade gold futures for the client. The client then acknowledged and accepted the trading as reported by him without any enquiries. The acts of {A} and {B
manager that she had obtained such authorization and decided to trade by the instruction of clients? appointee or by her own deliberation. For a long period of time, she continually made trading decisions
information in possession of SEC and in a form that the computer can read and readily process (machine readable data). Data can be obtained by means of code-writing for direct data query. SEC anticipates that
: elements of crime will be revised to be more concise and comprehensible as well as extended to cover non-insider who traded securities by using inside information obtained from others;2) Dissemination of
Exchange Act B.E. 2535 (1992) (SEA), the Settlement Committee therefore imposed a fine on him in the amount of 500,000 baht. As for Olarn?s insider trading case, the SEC had obtained the referral from the
Exchange Act B.E. 2535 (1992) (SEA), the Settlement Committee therefore imposed a fine on him in the amount of 500,000 baht.As for Olarn?s insider trading case, the SEC had obtained the referral from the
authorization that {A} had obtained to make securities trading decisions on the clients' behalf.In performing their duties, investment consultants can send trading orders only when obtaining instructions from