person qualified to be fund manager shall attend the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an
regulations as well as ethics and professional standards arranged by the association or the training institute. If such approved person fails to attend the training course within the specified period, the
life insurance; (c) any other financial institution as prescribed by the SEC Office; (3) “professional code of ethics” means: (a) professional code of ethics established by the Federation of Accounting
after having been granted an approval. The required course shall be a refresher course relating to law on securities and exchange, applicable rules and regulations as well as ethics and professional
, regulations, ethics or relevant laws e.g.: (a) Rules and regulations concerning undertaking of securities businesses or compliance with the law governing securities and exchange such as the rules on the
securities value; (e) Knowledge on enhancement of supporting skills or level of service quality to customers (soft skills) such as customer advising technique, etc. 2.2 Knowledge on rules, regulations, ethics
OECD Principles of Corporate Governance ครั้งแรกใน ปี 1999 (พ.ศ. 2542) โดยมีฉบับปรับปรุงในปี 2004 (พ.ศ. 2547) และปี 2015 (พ.ศ. 2558) ซึ่งมีหลักการ กำกับดูแลกิจการในองค์กรธุรกิจโดยเฉพาะบริษัทในตลาดทุน
arising from any omission from it. Financial Reporting Council Contents Page Stewardship and the Code 1 Application of the Code 2-3 2-3 Comply or Explain 4 The Principles of the Code 5 The UK Stewardship
with existing principles and leveraging available tools and frameworks. The Standards aim to help shift enterprises from SDG alignment to SDG action -- from thinking about the SDGs as a mere “add-on”, to