for at least one year and ready to be examined and submitted upon request by the SEC Office. Clause 5. In case it is shown that any securities company have net liquid capital at the end of any day equal
capital calculation, and for each time that such contract is changed; (4) keep every daily report of net liquid capital calculation and evidences using for calculating such particulars for at least one year
contracts to be another underlying asset in addition to the current real estate and shares of special purpose vehicles (SPV) which hold real estate accounting for at least 75 percent of the voting rights
rules. In addition, the tender offer period must be extended for at least 15 business days after the offer price is properly set and the EARTH shareholders must be given at least 10 business days to
Bangkok, April 8, 2014 ? The SEC requires all licensees of securities and derivatives businesses appoint independent directors at least one-fourth of the board members by January 1, 2016.SEC
financial institution regulated by the SEC, audit firm with the SEC approved auditor and the Stock Exchange of Thailand (SET) or its subsidiary whose shares are held by the SET at least 75%, business operator
business operator, (iii) an audit firm where the SEC-approved auditors work, (iv) the Stock Exchange of Thailand or its subsidiary whose shares are held by the SET at least 75%, or (v) a service provider
revision specifies that retail investors and investment management organizations for individual investors must collectively hold at least 50 percent of the total investment units sold, and at least 25
public under Chapter 5; (6) minimum particulars required in sukuk certificate under Chapter 6; (7) registration of sukuk holder under Chapter 7. 2 Chapter 1 Application for Obtaining an Approval of the