: (1) creating level playing field of the digital asset market; (2) reducing burdens for all parties involved such as digital asset business operators, issuers, and investors; and (3) supporting the

, details and evidence, SEC Complaint Center may ask the complainant to submit additional information. In some cases, the SEC may disclose relevant information (if necessary) to the persons involved and for

or under SEC’s supervision. SEC therefore advises investors to be careful if solicited to invest in such products. Investors must be seriously aware of the risks involved and, if interested to make an

Securities and Exchange Act B.E. 2535 (1992). The clarity of the terms would not only be useful for business operators and all parties involved but also boost investors’ confidence in trading activities

providing or getting involved with crypto saving (deposit taking) and lending services. The proposed regulation aims to provide greater protection to investors, reduce associated risks, and prevent a

take legal action against wrongdoers. This includes imposing penalties on any securities firm that gets involved or colludes with the commission of such offense. Furthermore, the SEC has issued

Prioritise Advancing the Best Interest of Clients 40 Principle 3 Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies 42 Principle 4 Apply Enhanced Monitoring of and

involved with the works of IOSCO Policy Committee on Issuer Accounting, Audit and Disclosure and IOSCO Policy Committee on Retail Investors. In another important area, we promoted the capital market as a

Corridor Office of Thailand on June 19, 2020. 2. Involved parties and relationships with the Company The involved parties in the new company (U-Tapao International Aviation Company Limited) as details below

market as a whole and minimize impacts on the rights of involved parties. “Capital market”   is an intangible place, made up of stakeholders from securities issuers, investors, intermediaries, securities