Bangkok, August 14, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board approved the streamlining of structured notes regulations to boost
Bangkok, May 14, 2014 ? SEC Secretary-General Vorapol Socatiyanurak revealed that ?the SEC in cooperation with Association of Provident Fund will organize seminar on ?Target Date Fund; new investment
annual registration statement (Form 56-1) contains minimum information required to be disclosed by the issuing company (“Company”). Preparation and filing thereof should take into consideration the
: This annual registration statement (Form 56-1) contains minimum information required to be disclosed by the issuing company (“Company”). Preparation and filing thereof should take into consideration the
estate development business, whether in the form of a company, trust, or any other form; “net exposure” means the net investment value, whether from direct or indirect investment in a financial instrument
following rules: (1) the provisions under Part 1 which prescribe types of issuers having duties, types of those information being disclosed, and reporting period of time for disclosing the information to the
major categories, the assessment revealed that the SEC already has effective measures to clamp down corruption. - A new initiative called “SEC: A Corruption-free Organization” was approved by the SEC
. Save and Close × Home > Laws/Regulations > Regulations > Mutual Fund > Management of Mutual Fund > Procedures in a case of defaults of debt instrument issuers
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may be; “auditor” means a certified public accountant who has obtained an approval from the SEC Office; “trust manager” means a person performing the duty of a trust manager pursuant to trust instrument