enables easy and instant access to a wide variety of investment options, including those innovative ones. In addition, publicity of alerts and warnings to raise awareness and educate people about
เลขาธิการ ก.ล.ต. กล่าวปาฐกถาเปิดงาน ภายในงาน นางสาวจอมขวัญ คงสกุล รองเลขาธิการ ก.ล.ต. ได้ร่วมเสวนาในหัวข้อ “Enabling Factors: Introducing Innovative Financial Structures, Ecosystem, and Incentives to
customer screening criteria. In particular, more rigorous requirements have been set for small and micro businesses as well as retail customers, while we have acquired customers with stronger financial
poor relative ranking by these third-party services is driven more by spotty disclosure than by poor risk management. We find that small- and mid-cap companies rarely receive feedback from their
SEC Secretary-General Ruenvadee Suwanmongkol said that supporting small and medium-sized enterprises (SMEs) to access financial instruments in the capital market is one of the factors that readies
SEC Secretary-General Ruenvadee Suwanmongkol said: “Doing good deeds for motherland can start small with any basic thing within one’s organization. The SEC, for example, introduces Vibhavadi Zero
less than 3 consecutive years; and SEC allows the auditors in a small audit firm to perform duties for more than 7 cumulative years but no more than 9 cumulative years. As the grace period is
small units such as individual houses or condominium units.4. Asset appraisal must be made by an asset appraiser determined by SEC.In addition, SEC has improved the flexibility for a smart contract
operations.The requirement to appoint independent directors, however, will not apply to certain cases; for example, securities and derivatives investment advisors due to their relatively small size and few staffs
also creating innovative products and comprehensive services in keeping with changing customer expectations regarding financial services, with ever-greater consideration of consumer protection and