, said: ?During the past 10 months, the SEC has successfully imposed civil sanctions on 21 offenders, either natural or juristic persons, in the total of eight cases. The offenses involved misuse of inside
inside information to trade CMO shares along with failure to report the changes of his CMO shareholding and launch a tender offer for CMO shares.With the referral from the Stock Exchange of Thailand, the
Bangkok, March 13, 2015 ? The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against Yongyuth Ngamkaiwan and Vorapin Ngamkaiwan for using inside information to sell
The Civil Sanction Committee decided to impose a civil sanction on Mr. Suphanan Rittiphairoj, IFEC director and executive at the time of the offense, in the case where he had used inside
. Meanwhile, investors are suggested to consider several factors in making investment decision in listed companies. The third study on purchase of shares by persons with access to inside information and the
Mr. SITTILARP SUBSAKON Mr. Sittilarp Subsakon while being the director of Tipco Asphalt Public Company Limited (“TASCO”) knew or possessed an inside information material to negative changes in the
Mr. Wittawat Pornkul Mr. Wittawat Pornkul as the Chief Executive Officer, Managing Director and Director of Dcon Product Public Company Limited ("DCON"), knew or possessed an inside
Mr. Chana Towan Mr. Chana Towan as the Executive Vice-President and Director of Dcon Product Public Company Limited ("DCON"), knew or possessed an inside information material which might
Company Limited ("TOG"), purchased TOG shares through Miss Malita Limlomwongse's securities trading account. In the purchase of TOG shares, he utilized the inside information accessed by the
Company Limited ("TOG"), purchased TOG shares through Miss Malita Limlomwongse's securities trading account. In the purchase of TOG shares, he utilized the inside information accessed by the