Selling of Securities in Foreign Country by Securities Company Without Having Possession

Rules for Listing Names of Persons on Database of Directors and Executives of Securities Issuing Companies

Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type

Filing of the Registration Statement for Securities Offering

Rules, ConditioRules, Conditions and Procedures for Appointment of Agents for Selling Investment ns and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds

Custody of Assets of Clients by Licensed Derivatives Brokers

Custody of Clients’ Assets by Securities Companies (Codified)

Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets

Provisions on Issuance for Sale of Sukuk and Disclosure of Information

Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company