strengthened on par with securities businesses in general. In addition, more emphasis will be given to the roles of executives responsible for finance and accounting. Information disclosure format will be
financial advisory or planning services have been provided only to high-net-worth invertors. SEC then initiates the Wealth Advice for All project with the goal to encourage the business operators in the
-old and older would account for approximately 20 percent of the total population. Pension or traditional welfare alone is unlikely to sufficiently maintain the retirees? living standard. In light of the
. Based on previous statistics of foreign investment, it is found that investment by Thai investors through securities companies is on the rise in line with SEC’s continuous relaxation of relevant rules and
gains. Such measures can include, for example, an inquiry on a company director's exploitation of inside information.The I Code adoption will help to create sustainable values of the invested enterprises
realized the importance of business preparation in this matter. For this reason, SEC is set to launch an online training under the topic of “Incident Response from the Pentester’s Eyes View” and
The SEC reviewed the principles for overseeing bills issued as securities to ensure compliance with the intent of the Securities and Exchange Act B.E. 2535 (1992) and consistency with the current
an aim to study the root causes of such issues and propose possible solutions to the problem. To make it work, we need all stakeholders to cooperate. We encourage stakeholders in the financial
there has been consultation on the required legislation and it is expected to be put before National Assembly by June 2018. In New Zealand, the Passport Rules are in the course of being incorporated into
In the 33rd ACMF meeting by the Secretary-Generals on 9th December 2020 chaired by the Vietnamese supervisory agency, a meeting resolution is to make an announcement of the findings in the 2019