on disclosure of financial condition and operational result of the foreign bank branches as well as to require the branches provide the issuer rating in issuing the debt securities.The consultation
securities companies and investors. In this respect, SEC will consider detail operational guidelines to be presented to the SEC Board for further consideration. _______________________
• Training and Awareness • Localized to Thailand • Community & Business Supported • Best-practices • Practical Actions SEC Classification : ใชภ้ายใน (Internal) Slide 1: Empowering Diversity: Introducing the
analysis and valuation is relatively a new practice, having a practical workshop would be a useful starting point for investment analysts.”
, ThaiBMA is a valuable contributor of opinions and recommendations in practical matters that benefit the development of the Thai bond market,” said SEC Secretary-General. Over the years, the SEC and ThaiBMA
Bangkok, August 27, 2008 ? The SEC provided practical guidelines for listed companies? reporting responsibility with regard to securities acquisition/disposition which aggregately reaches or passes
applicable to the auditors, it is deemed to be applicable to the listed companies as well. In addition, SEC has issued the practical guidelines for use by the audit committee in consideration of
is an important kick-off towards practical activities of Thailand Responsible Business Network (TRBN) – a joint initiative of the Thai Listed Companies Association, the SEC and seven other
decision, for example, maturity date, type of fund, investment policy, risk factors and performance. For advertisement on group of mutual funds where it is not practical to provide all significant
of the Bank of Thailand (BOT). SEC would like to thank BOT for fostering the development of NDID system to its practical use and allowing the extension of its scope of services to intermediaries in