and staffs as well as having measures for emergency cases whereby procedures and responsible persons should be clearly prescribed. Clause 4. Derivatives broker who wishes to use back office service from
Chinese Wall among each departments and staffs as well as having measures for emergency cases whereby procedures and responsible persons should be clearly prescribed. Clause 4. Derivatives broker who wishes
any other similar condition, unless such condition has been waived by the SEC Office; (b) contingent liabilities which are clearly specified in a contract that the creditor has no rights to call for
(No. 3) dated 15 December 2009, which came into force on 1 March 2010; 3 (b) contingent liabilities which are clearly specified in a contract that the creditor has no rights to call for repayment within
2010; 3 (b) contingent liabilities which are clearly specified in a contract that the creditor has no rights to call for repayment within one year as from the calculating date, only in the portion not
) contingent liabilities which are clearly specified in a contract that the creditor has no rights to call for repayment within 1 year as from the date of calculation, only in the portion no more than the value
the term of a put or call option or any other similar condition, unless such condition has been waived by the SEC Office; (b) contingent liabilities which are clearly specified in a contract that the
condition, unless such condition has been waived by the SEC Office; (b) contingent liabilities which are clearly specified in a contract that the creditor has no rights to call for repayment within 1 year as
clearly affected which the company will have to monitor the future situation closely. However, The Company still target to grow 10% in sales from 2019, considering that the business of the company is a part
the clearing and settlement system of securities. Clause 7 Where the securities clearing house requires the members to place margin or assets for covering risks, it shall clearly disclose the guideline