of which concern unfair securities trading practices or cheating, fraudulent or dishonest business operation or money laundering control and suppression, regardless of whether it is Thai or foreign law
internal control system, causing the suspicious issues in the dishonest acts to evade inspection. The SEC has therefore banned the three offenders from performing duties as branch manager in the capital
complaint or legal prosecution for an offense concerning property by a relevant agency, only for a cause arising from a deceitful, fraudulent or dishonest act, or having an application for an offer for sale
trading or management in deceitful, fraudulent or dishonest manners; (4) being prohibited from acting or performing duties as a director, manager, a person with the management power, or an advisor of a
affected from service downgrade during pandemic, while services on cloud, ICT, IoT, cyber security doubled with digitization trend. 5G mobile official packages launched Mobile 5G package was officially
factsheet หนังสือชี้ชวน เอกสารประกอบการขาย เป็นต้น 10 เช่น ตราสารที่กองทุนลงทุนถูกปรับลดอันดับความน่าเชื่อถือ (downgrade) หรือประสบปัญหาผู้ออกตราสารผิดนัดชำระหนี้หรือมีพฤติการณ์ที่อาจ
, with a view to: (a) prevent dishonest acts of its personnel; (b) prevent the management company from violating or failing to comply with laws which may affect the overall creditworthiness of its business
established in accordance with the following rules: (1) arrange the structure of the company in an orderly systematic way, according to duties, with a view to: (a) prevent dishonest acts of its personnel; (b
) prevent dishonest acts of its personnel; (b) prevent the management company from violating or failing to comply with laws which may affect the overall creditworthiness of its business undertaking; and; (c
conflict of interests, oversee dishonest acts or connected transactions of directors and executive, as well as to ensure that executive director has performed duty in accordance with the assigned authority