conflict of interests, oversee dishonest acts or connected transactions of directors and executive, as well as to ensure that executive director has performed duty in accordance with the assigned authority
application with the SEC Office, provided that the action taken hereto shall base upon the commission of the following offences: (a) an offence regarding dishonest acts in relation to accounting professions or
or omits to act in order to obtain unlawful gains.) Section 312 ( Director or manager permits another to commit dishonest act in the account or document) and; Section 313 (Increasing penalties for
period of not less than 3 years in connection with the commission of the following offences; dishonest acts in relation to accounting professions, an offence regarding documents or accounts as specified
commission of the following offences; dishonest acts in relation to accounting professions, an offence regarding documents or accounts as specified by Section 312 of the Securities and Exchange Act of 1992
dishonest business practice, or the law on anti-money laundering, regardless of whether such laws are domestic legislations or foreign legislations. It also shall have no record indicating frauds, dishonesty
or dishonest business practice, or the law on anti-money laundering, regardless of whether such laws are domestic legislations or foreign legislations. It also shall have no record indicating frauds
closure on a branch office or order the management company to refrain from establishing a new branch office: (1) it appears that the branch office operates with dishonest and without due care to the
branch office: (1) it appears that the branch office operates with dishonest and without due care to the interests of investors; (2) the branch office has serious fault in its operating system; (3) the