approval rules - Applicable to the offering of bonds only. - For the offering of bonds, the approval will be granted upon the registration of the transfer restriction, features of bonds, draft terms and
Qualifications and approval rules - Applicable to the offering of b onds only. - For the offering of bonds, the approval will be granted upon the registration of the transfer restriction, features of bonds, draft
dealers pursuant to the Derivatives Act, B.E. 2546. 2. Financial statements shall be prepared in accordance with the Thai Financial Reporting Standards for Publicly Accountable Entities (PAEs). 3. The
force on 16 December 2023. One of the SEC objectives is to support investors to develop a robust financial health, using the capital market to accumulate wealth in response to their needs. As such, to
, starting from Auracha?s opening a trading account for her mother without declaring their relationship to the company and arranging for the transfer even though it was not her duty to do so and she was not
sectors using technologies, (2) positioning the Thai capital market as a regionally preferred venue to raise funds, (3) promoting governance and good standards of financial institutions and corporate
Apiwatthakakul. The afternoon session covered a talk entitled “SME Path towards the Thai Capital Market.” During the session, business operators shared their experience in preparing to enter the capital market
Index was due to the initiative on communication strategy. By using a conference call with the World Bank assessors in Washington D.C., the Thai SEC, together with the Court of Justice and the Department
. (Available in Thai only). (2) Financial Advisor A Financial Advisor is a professional approved by the Securities and Exchange Commission to render financial advisory services, give opinions, prepare
: 1. Preventive regulations To ensure that preventive regulations are carried out as deemed necessary to benefit investors and the capital market as a whole, and simultaneously observe the rights of