sectors using technologies, (2) positioning the Thai capital market as a regionally preferred venue to raise funds, (3) promoting governance and good standards of financial institutions and corporate
invest. 3. In case of a mutual fund for accredited investors, the mutual fund management company shall specify the statement “not for retail fund " at the end of the name of the mutual fund. (4
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sanctions, namely: (1) a civil penalty; (2) a compensation at an equal amount to the benefit received or should have been received from committing an offence; (3) a suspension of securities or derivatives
the investment unit value and price as specified in the scheme; (2.2) Calculate the NAV and investment unit values using a fair price. The value per investment unit shall be rounded up to a minimum of
countries are unable to calculate the NAV at the end of the trading day due to time zone differences. Therefore, the mutual fund management company may request from the SEC a relaxation on the requirement
Help Center is a one-stop service center for public inquiries and complaints pertaining to licensed businesses and entities in the Thai capital market. Our services include provision of information and
No. 3/2565 passed a resolution approving the proposed amendment whereby directors and executives will be allowed to hold the position at a limited number of companies. For example, Chief Executive
markets have a huge influence on the Thai economy and responsible investments premised on ESG are crucial to bottom lines in a world increasingly dominated by concerns over long-term sustainability
2 & 3 , Grand Hyatt Erawan Bangkok and live on the SEC’s Facebook page. A replay is available on https://www.facebook.com/sec.or.th/videos/1255546688710082 . Remark: * The praise is given to