foreign collective investment scheme Name of foreign collective investment scheme (CIS): Date of the constitution of the CIS (dd/mm/yyyy): Home jurisdiction: Type of arrangement: ASEAN Collective
examine the operation of such branch office. (Unofficial Translation) 2 In case where no person is responsible for the operation of branch office under the first paragraph or such person is unable to
home regulator: Type of arrangement: ( ASEAN Collective Investment Scheme for non-retail investors (NRI CIS) ( ASEAN Collective Investment scheme for retail investors (retail ASEAN CIS) ( Asia Region
jurisdiction: Name of home regulator: Type of arrangement: ASEAN Collective Investment Scheme for non-retail investors (NRI CIS) ASEAN Collective Investment scheme for retail investors (retail ASEAN CIS
crypto ETFs without any investment limit in order to create equal competition between securities companies and asset management companies. In the case where such Funds invest in crypto assets directly or
to investment of the mutual fund (issued by CIS Operator) [ ] 7. Master fund’s prospectus and fact sheet/ product highlight sheet (required only in case of feeder fund) [ ] 8. A document demonstrating
Mr. SomChai Kurujitkosol The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.287 Criminal Complaint Filed with an Inquiry Official Dated 17/06/2009
Mr. Boon Vanasin This case is in the process of inquiry by the inquiry official. SEC Act S.240 Criminal Complaint Filed with an Inquiry Official Dated 11/04/2025
Derivatives Fund Management Companies and Provisions in Case..