: (1) Authorization; (2) Recording accounting entries and information and; (3) Custody of assets. 11. The organization selects and develops general control activities over technology to support the

unwavering commitment to strengthen collaboration among members and with development partners to implement the Roadmap for ASEAN Sustainable Capital Markets and ACMF Action Plan 2021-2025 in pursuit of the

standards to ensure that all practitioners are fit and proper ë Issue rules and regulations for authorization and operation of securities businesses ë Issue rules and regulations governing asset management

, Conditions and Procedures for Applying for Permission and Granting of Permission to Management Companies to Establish Branch Offices   22/05/2007 01/06/2007 2. Notification of the Securities and Exchange

, Conditions and Procedures for Applying for Permission and Granting of Permission to Management Companies to Establish Branch Offices   22/05/2007 01/06/2007 2. Notification of Capital Market Supervisory Board

/2011 2. Notification of Capital Market Supervisory Board  TorThor 7/2551 Rules for Applying for Permission and Granting of Permission to Derivatives Brokers to Establish Branch Offices   02/04/2008 01/05

derivatives trading orders for several clients without sources of orders. From the recorded conversation, it was found that Napat contacted some persons and asked for permission to submit securities and

a statement of consent to the civil sanction and fully paid a civil penalty of 500,000 baht*. The other six offenders made an appointment to make a statement of consent to pay a separate civil penalty

Report on the Observance of Standards and Codes (ROSC) CORPORATE GOVERNANCE COUNTRY ASSESSMENT Thailand JANUARY 2013 Report on the Observance of Standards and Codes (ROSC) CORPORATE GOVERNANCE COUNTRY ASSESSMENT Thailand January 2013 Acknowledgements This assessment of corporate governance in Thailand has been prepared by David Robinett, Ratchada Anantavrasilpa, and Catherine Hickey of the World Bank Global Capital Markets Practice, as part of the Reports on Observance of Standards and Codes Pro...

with a discount of more than 10 percent of the market price pursuant to the Notification of the Capital Market Supervisory Board No. Tor Chor. 72/2558 Re: Permission for Listed Companies to Offer Newly