(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
providing channels for receiving human rights-related complaints and handling mechanisms. Additionally, KBank has arranged a series of trainings and communications on a regular basis to enhance employees
the 2nd ASEAN Corporate Governance Awards from Mr. Yang Berhormat Tuan Lim Guan Eng, the Malaysian Finance Minister, arranged by ASEAN Capital Markets Forum. The awards are given to organizations that
(advanced persistent threat) การแบ่งแยกเครือข่าย การเข้ารหัสระหว่างแอพพลิเคชั่น (application) การป้องกันการบุกรุกแบบล าดับชั้น (defense-in-depth) และการสร้างความมั่นคง ปลอดภัยให้กับระบบสารสนเทศ (hardening
โจมตีในลักษณะ DDoS (distributed denial of service) การป้องกันการบุกรุกจากโปรแกรมไม่ประสงค์ดี การป้องกันภัยคุกคามในรูปแบบใหม่ (advanced persistent threat) การแบ่งแยกเครือข่าย การเข้ารหัสระหว่างแอพพลิเคชั่น
trading orders by themselves through an electronic system arranged by the intermediary at the temporary office. (2) in case of accepting trading orders of capital market products which are not listed on the
only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an electronic system arranged by the intermediary at the temporary office. (2) in case of
only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an electronic system arranged by the intermediary at the temporary office. (2) in case of
Notification of the Capital Market Supervisory Board concerning Application and Approval for Offer for Sale of Newly Issued Debt Securities, and such company having arranged for a credit rating and received an
companies’ financial statements and supervise the work of auditors. In so doing, the SEC regularly arranged internal training sessions on financial reporting standards and auditing standards. In the same way