abet the others in connection with such behavior. Part 2 Effectiveness of the Possession of Prohibited Characteristics __________________ Clause 7. In cases where the applicant for approval of capital
to the fund. Clause 165 The applicant for approval of establishment of a fund shall pay the application fee to the SEC Office when the SEC Office has received the application together with accurate and
applicant for approval of establishment of a fund shall pay the application fee to the SEC Office when the SEC Office has received the application together with accurate and complete evidentiary documentation
prohibited characteristics under Division 1 is an applicant for obtaining an approval as personnel in the capital market business, the SEC Office shall reject the application for obtaining the approval thereof
applicant for obtaining an approval as a personnel in the capital market business, the SEC Office shall reject the application for obtaining the approval thereof. Clause 33 In case a person obtaining an
of Prohibited Characteristics Clause 32 In case a person possessing the prohibited characteristics under Division 1 is an applicant for obtaining an approval as personnel in the capital market business