agreement with the Hong Kong Covered Management Company regarding delivery of information to the local intermediary such as information with material impacts on investors, etc. If the Hong Kong Covered
resolution to approve this transaction, the Company shall enter into the Memorandum of Understanding and the Joint Venture Agreement with MERCURIA. The transaction shall be completed upon the conditions
number of voting rights of such juristic person; (8) “ client solicitation ” means soliciting clients for engaging in an agreement with a private fund management company by the way of providing investment
voting rights of such juristic person; (8) “client solicitation” means soliciting clients for engaging in an agreement with a private fund management company by the way of providing investment plans for
such juristic person; (8) “ client solicitation ” means soliciting clients for engaging in an agreement with a private fund management company by the way of providing investment plans for the clients as
juristic person; (8) “client solicitation” means soliciting clients for engaging in an agreement with a private fund management company by the way of providing investment plans for the clients as well; (9
opening an account and entering into the agreement which appoint the securities company as the 19As added by the Notification of the Securities and Exchange Commission No. Kor Khor.48/2547 Re: Rules
brokerage. Clause 16.21 22 In considering an application for opening an account and entering into the agreement which appoint the securities company as the 19As added by the Notification of the Securities and
into the agreement which appoint the securities company as the securities broker of the client, the securities company shall establish the methods and procedures for considering the application for