filing of mutual funds The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents
Asset Regulation: A Peek at Global Movements https://www.sec.or.th/TH/Pages/MarketData/seminar-documents.aspx
Regulation The Bank of Thailand undertook relaxations under Foreign Exchange Regulation Reform to enhance ease of doing business by issuing Circular No. ForKorNgor. (21) Wor.45/2560 Re: Notice of the Competent
policy and enhanced our operational procedures and communicated to our staff to ensure compliance with this regulation. Commercial Banks’ Service Channels The Bank of Thailand (BOT) issued Notification
undertake securities business; “Office” means the Office of the Securities and Exchange Commission. Clause 2. A securities company shall provide policy and regulation on operational control and information
the development phase of audit regulation, as well as thematic inspections suitable for countries with more established audit oversight programmes.Comments on the goal of 25% reduction: Mr Kenneth Yap
Notification Requirements (section 109) OTC Securities Brokers (section 113) Conduct Regulation of Securities Broker-Dealers (section 113) Revocation of License (section 147) Service Outsourcing Guide for