the case and found that from April 7 to 21, 2010, Swake had, via other persons? securities accounts, purchased 5,000,000 PLE shares in the manner that taking advantage of the others by using PLE
., for one-year eleven months and fourteen days. The period was set on the grounds of trading securities in the client?s account without permission, taking advantage of client by virtue of duty and
AIMC proposal, contributions (savings) to EMF will take advantage of tax incentives or exemption for revenue taxes while earnings will be tax-free and benefits for the designated beneficiaries will not
especially a violation of the SEC?s Rules and Regulations governing the conducts of investor contacts. In the case of Surat, his misconduct was deemed to be an unfair advantage-taking from the investor
way as to take advantage of other persons before UVAN disclosed the inside information to the public on 23 February 2018. (2) During 12 July to 10 August 2018, Miss Amornrat Kasemsakdakorn aided or
a way to take advantage of other persons. In addition, Miss Malita assisted or facilitated for Mr. Sarath by allowing him to use her securities trading account and involving in financial
take advantage of other persons. In addition, Miss Natthaporn, Miss Lalinporn and Mr. Permsin assisted or facilitated for Mrs. Chamaiporn in being involved in PERM share trading and financial
. Permsin Yongvongpaiboon's account on 19-23 September 2016, 3 October 2016, 12-13 October 2016 and 3, 7, 9, 10 and 14 November 2016. Therefore, such acts were done in a way to take advantage of other
. Permsin Yongvongpaiboon's account on 19-23 September 2016, 3 October 2016, 12-13 October 2016 and 3, 7, 9, 10 and 14 November 2016. Therefore, such acts were done in a way to take advantage of other
the inside information and buy 7,940,100 shares of PTL in PAPL’s securities trading account between April 1, 2016 - May 4, 2016 in such a way as to take advantage of other persons through the assistance