prospectus or other information related to an offer for sale of securities , and submit a fact sheet of the financial instrument as required to be done by the issuer in accordance with the Notification of the

information related to an offer for sale of securities, and submit a fact sheet of the financial instrument as required to be done by the issuer in accordance with the Notification of the Capital Market

Types of Securities Business Operator and Derivatives Business Operator. Clause 6 4 The fee required to be paid by any of the licensees under Clause 5 shall not be less than the minimum rate of 25,000

Undertaking Business of Certain Types of Securities Business Operator and Derivatives Business Operator. Clause 64 The fee required to be paid by any of the licensees under Clause 5 shall not be less than the

-Store-Sale-Growth (SSSG) from take-home product sales, while limited additional selling expenses are required. Moreover, manpower expenses per branch reduced from operational improvement. 32.1% 26.6% 67.7

of derivatives advisory service obtained by the applicant prior to the date of filing the application. Clause 21 In the case where the licensee, being required to maintain its status of legal entity in

of derivatives advisory service obtained by the applicant prior to the date of filing the application. Clause 21 In the case where the licensee, being required to maintain its status of legal entity in

of derivatives advisory service obtained by the applicant prior to the date of filing the application. Clause 21 In the case where the licensee, being required to maintain its status of legal entity in

date of submission of the application. In this regard, such attendance shall continue from the previous one and shall be required at least once every two calendar years as from the calendar year of

date of submission of the application. In this regard, such attendance shall continue from the previous one and shall be required at least once every two calendar years as from the calendar year of