participants and are designed to drive the provision of information needed to increase capital allocation to such financial products. The SLBP are applicable to all types of issuers and any type of financial
Office of the Securities and Exchange Commission, for the convenience of those not familiar with the written Thai language. Every effort has been made to convey the meaning and effect of each provision of
Securities and Exchange Commission 10,13-16 The GPF Witthayu Building 93/1 Wireless Road, Lumpini, Pathumwan, Bangkok 10330. Tel: 0-2695-9999, 0-2263-6499 Fax: 0-2256-7711 www.sec.or.th. Securities and Exchange Commission Independent Audit Inspection Activities Report Independent Audit Inspection Activities Report for the 1st Cycle 1 October 2010 - 31 December 2012 Introduction Quality Assurance Review Panel (“QARP”) First step with confidence Activities for audit quality enhancement Summary of...
charged with governance of the audit client are appropriately informed on a timely basis of all significant facts and matters regarding the firm’s objectivity and independence, related to the provision of
timely basis of all significant facts and matters regarding the firm’s objectivity and independence, related to the provision of non-audit services, including the safeguards put in place; and · the
OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION, FOR THE CONVENIENCE OF THOSE NOT FAMILIAR WITH THE WRITTEN THAI LANGUAGE. EVERY EFFORT HAS BEEN MADE TO CONVEY THE MEANING AND EFFECT OF EACH PROVISION OF
to accommodate the exercise of the U-W2 Warrants. 3. Propose that the shareholders’ meeting consider and approve the amendment to Clause 4. of the Memorandum of Association of the Company to be in line
and executives (Section 317/1(2)(3)) - Whistle blower (Section 89/2, 89/25) Prevention of Unfair Securities Trading Practices (Section 238 - 244/7) - Penal provision for unfair securities trading
General Meeting of Shareholders to consider and approve the amendment to 10 Clause 4. of the Company’s Memorandum of Association to be in line with the increase of the Company’s registered capital. 14
days from the date on which the transaction is disclosed to the Stock Exchange, whereby the notice of the shareholders must comprise the information required under Clause 1, 2, 3, 5(3), 7, and 8 of List