amount of any expense specifically charged to the subscriber or purchaser of the securities being offered. The information may be given subject to future contingencies. If the amounts of any items are not
Selection Committee shall receive a remuneration from the SEC Office as specified by the Minister. The remuneration shall be deemed an expense for the operation of the SEC Office. SECTION 31/4. The Selection
development. Therefore, it did not include significant purchases or expense transactions, and it did not completely document those transactions. Example 5 : An auditor planned to select 24 transactions from
for testing revenue recognition, and improper sales cut-off. The common errors made by the auditors are discussed below. Construction and property development An auditor failed to detect that an expense
Activity Report 61En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 Executive Summary....................................................................................02 Quality Assurance Review Panel........................................03 Activities for Enhancing Financial Reporting Quality.................................................................................................07 Summary of Audit Inspection Results A. Firm-Le...
the Minister. The remuneration shall be deemed an expense for the operation of the SEC Office. SECTION 31/4. The Selection Committee shall prescribe rules governing the proposal of names, consideration
to order the company to compensate the said shareholder or shareholders for actual expense as the court thinks fit; in this regard, for the purpose of determining such compensation, the court shall be
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...
expense specifically charged to the subscriber or purchaser of the shares being offered. The information may be given subject to future contingencies. If the amounts of any items are not known, estimates
หนังสือชี้ชวนส่วนข้อมูลกองทุนรวม --- TALIS SMALL CAP EQUITY FUND 1 กองทุนเปิดทาลิส SMALL CAP หุ้นทุน TALIS SMALL CAP EQUITY FUND (TLSMALLEQ) หนังสือชี้ชวนส่วนข้อมูลกองทุนรวม ▪ ผู้ลงทุนควรลงทุนในกองทุนเปิดทาลิส SMALL CAP หุ้นทุน เมื่อเห็นว่าการลงทุนในกองทุนรวมนี้เหมาะสมกับ วัตถุประสงค์การลงทุนของผู้ลงทุน และผู้ลงทุนยอมรับความเสี่ยงที่อาจเกิดขึ้นจากการลงทุนได้ ▪ กองทุนสามารถลงทุนหรือมีไว้ซื่งตราสาร non-investment grade/unrated และตราสารทุนที่ไม่ได้จดทะเบยีน ในตลาดหลักทรัพย์ (unlisted) ผู้ลงทุนอาจม...