shall not affect the existing rights of the unitholders. (2) The mutual management company may allow the unitholders to switch their investment units from one class to another. The procedure for the
majority resolution. (2) The mutual fund management company shall submit a request for amendments to the particulars of the register information and prepare a prospectus of the open-end fund. (3) The mutual
) Corporate Governance Code 2017 Concept CG Code Practice Notes SET Ministry of Commerce Other related entities Company Profile Assessment National level Listed company level Archive CG CSR Anti
Translation : Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities By virtue of Section 14 and Section 98(5) of the Securities and Exchange Act B.E. 2535 (1992), the
aware that only the original Thai text has legal force and that this English trans ) “Private fund management company” means any securities company licensed to undertake securities business in the
) “Private fund management company” means any securities company licensed to undertake securities business in the category of private fund management; (7) “Specified property fund” means any mutual fund which
of Business Development, Ministry of Commerce Inspector General, Office of the https://www.sec.or.th/EN/Pages/ABOUTUS/SEC_VUTTIKRAI.aspx English (United States) CorruptionFAQ company who fails to
Court reduced the fines by half, resulting in a fine of Baht 116,100 and a further fine of Baht 100 each day starting from the next day of prosecution date until the company so complies. SEC Act S.300